Nicola Ta Walter
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
22 yearsExperience
3 statesRegistered in
$197.5BFirm assets
51 yearsFirm in business
Are you Nicola Ta Walter? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedMay 2026 to now
- M.Y.R.A. Entertainment LLCDec 2016 to now
- Nicola Walter Design & Decor, Inc.Sep 2004 to now
- Noblebridge Wealth Management, LLCJul 2019 to May 2026
- SkyrankApr 2018 to May 2019
- League Capital MarketsMar 2017 to May 2026
- Jefferies LLCOct 2015 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2007
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2857514
- Firm CRD
- 793