Kathryn Ann Rodgers
Investment adviser representative at Morgan Stanley
16 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Kathryn Ann Rodgers? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Morgan StanleyMay 2024 to now
- Morgan Stanley Smith Barney LLCMay 2024 to now
- Aramark / CenterplateJul 2010 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2021 to May 2024
- NepsisJan 2019 to Jul 2021
- Farmington Independent School District 192Nov 2014 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2856598
- Firm CRD
- 149777