Thomas John Saunders
Investment adviser representative at Winthrop Partners - Wny, LLC
16 yearsExperience
2 statesRegistered in
$186.2MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Winthrop Partners - Wny, LLCJul 2021 to now
- Locust Capital ManagementOct 2014 to now
- LPL FinancialApr 2010 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 2 states (FL, PA).
Winthrop Partners - Wny, LLC
$186.2MAssets managed
302Clients
3Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2854359
- Firm CRD
- 282100