James Robert Dumbeck
Investment adviser representative at LPL Financial LLC
26 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
Are you James Robert Dumbeck? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- LPL Financial LLCJul 2021 to now
- Santiago Canyon CollegeOct 2007 to Oct 2020
- Orange Coast CollegeJun 2007 to Oct 2020
- Various Insurance CarriersJul 2000 to Jul 2021
- Waddell and Reed IncMay 2000 to Jul 2021
- James R Dumbeck, Notary PublicApr 2000 to Oct 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2853725
- Firm CRD
- 6413