Michael Thomas
Investment adviser representative at Ameriprise Financial Services, LLC
17 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Ameriprise Financial Services, LLCJul 2025 to now
- Commonwealth Financial NetworkAug 2022 to Jul 2025
- Thomas Capital Management, LLCAug 2022 to Jul 2025
- Cambridge Investment Research Advisors, IncJan 2009 to Aug 2022
- Cambridge Investment Research, IncJan 2009 to Aug 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (MT).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2853389
- Firm CRD
- 6363