David Robert carl Mitchell
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Bank, NASep 2021 to now
- Wells Fargo Clearing Services, LLCSep 2021 to now
- UnemployedApr 2021 to Sep 2021
- Empower RetirementOct 2020 to Apr 2021
- State of ColoradoMay 2020 to Sep 2020
- UnemployedNov 2019 to May 2020
- TIAAMay 2014 to Nov 2019
- TIAA-CREF Individual & Institutional Services, LLCMay 2014 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 1 state (CO).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2851969
- Firm CRD
- 19616