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Steven James Ralff

Investment adviser representative at Lido
13 yearsExperience
2 statesRegistered in
CFADesignation
$42.5BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

13 years in the industry.

  1. LidoDec 2025 to now
  2. Lido Advisors, LLCDec 2025 to now
  3. Fountainhead AdvisorsFeb 2024 to Dec 2025
  4. UnemployedMar 2023 to Feb 2024
  5. Lasalle SecuritiesJan 2017 to Mar 2023
  6. Blackrock Investments, LLCJan 2013 to Dec 2016

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law2003

State registrations

Registered as an investment adviser representative in 2 states (CA, NJ).

Lido

Legal name: Lido Advisors, LLC

$42.5BAssets managed
13,800Clients
312Advisers
11 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2851558
Firm CRD
269866
Advisor's SEC record (opens in a new tab)
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