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Lawrence Leslie Riddell

Investment adviser representative at Osaic Wealth, Inc.
35 yearsExperience
3 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

35 years in the industry.

  1. Osaic Wealth, Inc.Jan 2026 to now
  2. John Hancock Investment Management Distributors LLCJan 2025 to Jan 2026
  3. Manulife John Hancock Brokerage ServicesOct 2023 to Jan 2026
  4. John Hancock DistributorsAug 2018 to Jan 2026
  5. John Hancock Personal Financial ServicesJun 2018 to Jan 2026
  6. Signator Investors, Inc.Aug 1991 to Nov 2018

Exams passed

  • Series 66 · Uniform Combined State Law1997
  • Series 63 · Uniform Securities Agent State Law2010
  • Series 65 · Uniform Investment Adviser Law2013

State registrations

Registered as an investment adviser representative in 3 states (MA, NC, TX).

Osaic Wealth, Inc.

$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2843846
Firm CRD
23131
Advisor's SEC record (opens in a new tab)
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