Sean Michael Knowles
Investment adviser representative at Osaic Institutions, Inc.
10 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Osaic Institutions, Inc.Aug 2023 to now
- Amalgamated BankJun 2023 to now
- Infinex Investments, Inc.Jun 2023 to now
- Cathay Securities IncMar 2023 to Jun 2023
- UnemployedMay 2021 to Mar 2023
- American Trust Investment ServAug 2018 to May 2021
- UnemployedDec 2016 to Aug 2018
- Wells Fargo Advisors Financial Network, LLCFeb 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2843779
- Firm CRD
- 35371