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Ernest Anthony Alexander

Investment adviser representative at Vanguard Advisers, Inc.
30 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

30 years in the industry.

  1. Vanguard Advisers, Inc.Aug 2026 to now
  2. The Vanguard Group, Inc.Aug 2026 to now
  3. Vanguard Marketing CorporationAug 2026 to now
  4. UnemployedMar 2025 to Aug 2026
  5. TIAADec 1996 to Mar 2025
  6. TIAA-CREF Individual & Institutional Services, LLCDec 1996 to Jan 2025

Exams passed

  • Series 63 · Uniform Securities Agent State Law2016
  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 2 states (NC, TX).

Vanguard Advisers, Inc.

$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2840224
Firm CRD
106715
Advisor's SEC record (opens in a new tab)
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