Kurt Alan Gutman
Investment adviser representative at Compass Financial Advisors LLC
17 yearsExperience
1 stateRegistered in
$282.5MFirm assets
27 yearsFirm in business
Are you Kurt Alan Gutman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Ausdal Financial Partners, IncJan 2021 to now
- Compass Financial Advisors LLCJun 2009 to now
- Harbour Investments, IncMay 2016 to Dec 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (IN).
Compass Financial Advisors LLC
$282.5MAssets managed
659Clients
7Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2839761
- Firm CRD
- 109131