Thomas George Delaney
Investment adviser representative at Independent Advisor Alliance, LLC
12 yearsExperience
4 statesRegistered in
$17.2BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Independent Advisor Alliance, LLCAug 2025 to now
- LPL Financial, LLCAug 2019 to now
- Financial Advocates Investment ManagementSep 2019 to Aug 2025
- Jacob MillsMar 2018 to Jul 2019
- Felipe JassoFeb 2017 to Jul 2019
- Danielle MillsFeb 2017 to Aug 2018
- Bridgetown Wealth Management (dba)Jan 2017 to Jul 2019
- Cole MillsJan 2017 to Jul 2019
- Various Insurance Carriers for W & R Insurance AgenciesJun 2014 to Jul 2019
- Waddell & Reed, IncJun 2014 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 4 states (CA, NY, OR, WA).
Independent Advisor Alliance, LLC
$17.2BAssets managed
45,002Clients
302Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2839233
- Firm CRD
- 168267