Carolyn Leticia Mora
Investment adviser representative at Cetera Investment Advisers LLC
27 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
27 years in the industry.
- Cetera Investment Advisers LLCJan 2023 to now
- Cetera Financial Specialists LLCJan 2023 to now
- Carolyn L. Mora, Cpa, PcJan 1999 to now
- Avantax Advisory ServicesOct 2019 to Feb 2023
- Avantax Investment Services, Inc.Oct 2019 to Feb 2023
- Avantax Insurance Services, Inc.Feb 2019 to Feb 2023
- 1st Global Advisors, IncFeb 2019 to Oct 2019
- 1st Global Capital, CorpFeb 2019 to Oct 2019
- Hd Vest Insurance Agency, LLCJun 2018 to Feb 2019
- Hd Vest Advisory ServicesAug 2014 to Feb 2019
- Hd Vest Investment ServicesAug 2014 to Feb 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2838521
- Firm CRD
- 105644