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Tim Aaron Brockway

Investment adviser representative at Riverpath Investments LLC
24 yearsExperience
1 stateRegistered in
$362.9MFirm assets
6 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

24 years in the industry.

  1. Riverpath Investments, LLCSep 2015 to now
  2. Mass Mutual Life InsuranceMar 2002 to now
  3. Storehouse FinancialJul 2013 to Dec 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 65 · Uniform Investment Adviser Law2004

State registrations

Registered as an investment adviser representative in 1 state (CA).

Riverpath Investments LLC

$362.9MAssets managed
232Clients
5Advisers
6 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2837923
Firm CRD
226671
Advisor's SEC record (opens in a new tab)
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