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Elizabeth Teresa Dooley

Investment adviser representative at RBC Rochdale, LLC
26 yearsExperience
6 statesRegistered in
CFADesignation
$73BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

26 years in the industry.

  1. RBC Rochdale, LLCMar 2001 to now
  2. Rim Securities LLCJan 2000 to now
  3. Rochdale Investment ManagementJan 2000 to now

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law1997
  • Series 65 · Uniform Investment Adviser Law2000

State registrations

Registered as an investment adviser representative in 6 states (CA, FL, NC, NY, PA, TX).

RBC Rochdale, LLC

$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2835793
Firm CRD
117198
Advisor's SEC record (opens in a new tab)
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