Katherine Mackrell Oven
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCMar 2025 to now
- The Fidlty Dpst & Discount BankFeb 2025 to now
- Northwestern Mutual Wealth Management CompanyMay 2024 to Feb 2025
- Kevin PalmiterApr 2021 to Feb 2025
- Northwestern Mutual Investment Services LLCApr 2021 to Feb 2025
- Kevin R PalmiterOct 2020 to Apr 2021
- Commonwealth Financial NetworkMar 2018 to Sep 2020
- AmeritasJan 2014 to Mar 2018
- Dende Financial PlanningNov 2013 to Sep 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2017
- Series 63 · Uniform Securities Agent State Law2017
State registrations
Registered as an investment adviser representative in 1 state (PA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2834997
- Firm CRD
- 6413