Jonathan Bass
Investment adviser representative at TD Private Client Wealth LLC
17 yearsExperience
6 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- TD Private Client Wealth LLCJul 2023 to now
- TD Bank N.A.Jul 2023 to now
- DrivebyliveMay 2023 to Jul 2023
- UnemployedMar 2023 to May 2023
- Cetera Investment Advisers LLCOct 2022 to Mar 2023
- Cetera Investment Services LLCOct 2022 to Mar 2023
- Regions BankSep 2022 to Mar 2023
- JP Morgan Chase Bank, N.A.Jun 2019 to Jun 2022
- JP Morgan Securities, LLCJun 2019 to Jun 2022
- UnemployedMar 2018 to Jun 2019
- Wells Fargo Advisors LLCJan 2009 to Mar 2018
- Wells Fargo Clearing Services, LLCJan 2009 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 6 states (CT, DE, FL, NJ, NY, PA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2834914
- Firm CRD
- 164484