Anthony D Abrams
Investment adviser representative at Cape Investment Advisory, Inc.
35 yearsExperience
3 statesRegistered in
$473.7MFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
35 years in the industry.
- Cape Investment Advisory, Inc.Jul 2026 to now
- Abrams Financial ServicesJul 1991 to now
- Regal Investment Advisors, LLCSep 2023 to Nov 2025
- Woodbury Financial Services, Inc.Mar 2019 to Sep 2021
- Questar Asset ManagementMay 2014 to Mar 2019
- Questar Capital CorporationMay 2014 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 3 states (MD, NC, VA).
Cape Investment Advisory, Inc.
$473.7MAssets managed
1,013Clients
31Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2829747
- Firm CRD
- 146384