Stephen Gerald Roehrig
Investment adviser representative at Novem Group
18 yearsExperience
13 statesRegistered in
$1.7BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Osaic Wealth, Inc.Oct 2024 to now
- Novem Group, Inc.May 2013 to now
- American PortfoliosApr 2008 to Oct 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 13 states (AZ, CA, CO, CT, FL, GA, NC, NH, NJ, NY, OH, VA, WA).
Novem Group
$1.7BAssets managed
3,653Clients
32Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2826376
- Firm CRD
- 158964