Andrew Dooling Houghton
Investment adviser representative at Delta Investment Management, LLC
10 yearsExperience
2 statesRegistered in
$856.7MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Delta Investment Management, LLCDec 2008 to now
- US Capital Wealth Management, LLCMay 2016 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Delta Investment Management, LLC
$856.7MAssets managed
1,099Clients
26Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2825725
- Firm CRD
- 149596