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Mark Edward Connolly

Investment adviser representative at Nuveen Asset Management, LLC
16 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

16 years in the industry.

  1. Nuveen Asset Management, LLCSep 2011 to now
  2. Nuveen Securities, LLCMay 2010 to now

Exams passed

  • Series 66 · Uniform Combined State Law2008

State registrations

Registered as an investment adviser representative in 1 state (IL).

Nuveen Asset Management, LLC

$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2824626
Firm CRD
155584
Advisor's SEC record (opens in a new tab)
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