Thomas Steven Wegner
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCFeb 2024 to now
- Southstate Investment ServicesFeb 2024 to now
- Raymond James Financial Services Advisors, Inc.Feb 2023 to Feb 2024
- Raymond James Financial Services, Inc.Feb 2023 to Feb 2024
- The First Wealth ManagementFeb 2023 to Feb 2024
- The First BankJan 2023 to Feb 2024
- Heritage BankAug 2015 to Feb 2023
- LPL FinancialAug 2015 to Feb 2023
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (GA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2824248
- Firm CRD
- 6413