John David Richards
Investment adviser representative at LPL Financial LLC
31 yearsExperience
1 stateRegistered in
CFP® certification, ChFC®Designations
$819.1BFirm assets
Are you John David Richards? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
31 years in the industry.
- LPL Financial LLCMay 2024 to now
- John RichardsOct 1995 to now
- Lincoln Financial SecuritiesJun 2019 to May 2024
- Securian Financial Services, Inc.Nov 1996 to May 2019
- M&k Financial ServicesOct 1996 to May 2019
- Minnesota LifeOct 1996 to May 2019
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (PA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2823311
- Firm CRD
- 6413