Arthur Raymond Cole
Investment adviser representative at Cnd Financial
25 yearsExperience
3 statesRegistered in
PFSDesignation
$199.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
25 years in the industry.
- Mi PharmSep 2017 to now
- Cnd FinancialMay 2010 to now
- Executive Financial Securities, Inc. dba "cnd Financial"Jan 2008 to now
- Strategic Investment Services, Inc.Jul 2004 to now
- Cole, Inc. d/b/a Cole, Newton, & DuranOct 2001 to now
Designations
- PFS
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 3 states (FL, MI, TX).
Cnd Financial
Legal name: Executive Financial Services Inc
$199.5MAssets managed
189Clients
3Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2822685
- Firm CRD
- 110180