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Walter George Nissen

Investment adviser representative at Principal Securities, Inc.
30 yearsExperience
2 statesRegistered in
ChFC®Designation
$17BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

30 years in the industry.

  1. Baxter Investment GroupAug 2026 to now
  2. Principal Securities, Inc.Oct 1996 to now

Designations

  • ChFC®

Exams passed

  • Series 63 · Uniform Securities Agent State Law1996
  • Series 65 · Uniform Investment Adviser Law2001

State registrations

Registered as an investment adviser representative in 2 states (IA, TX).

Principal Securities, Inc.

$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2822315
Firm CRD
1137
Advisor's SEC record (opens in a new tab)
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