Heather Lee Hersey
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCNov 2023 to now
- M&t BankNov 2023 to now
- Citizens Securities, Inc.Mar 2020 to Nov 2023
- Bank of America, N.A.Nov 2019 to Mar 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2019 to Mar 2020
- UnemployedJun 2019 to Aug 2019
- Integrated Retirement SolutionsMay 2019 to May 2019
- Freedom Wellness/elements MassageJan 2019 to May 2019
- Yankee Leisure GroupOct 2018 to Jan 2019
- Topaz Wellness/elements MassageJun 2018 to Dec 2018
- Heather L Hersey dba A Moving Healing CenterDec 2017 to Jun 2018
- Fidelity InvestmentsJun 2016 to Dec 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law1997
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (MA, NH).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2821781
- Firm CRD
- 6413