Nicholas John Efthemis
Investment adviser representative at Emergent Wealth Advisors, LLC
29 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$249.1MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
29 years in the industry.
- Nichloas Efthemis Inc.Jan 2023 to now
- Palermo Developments, LLCMar 2021 to now
- Emergent Wealth Advisors, LLCFeb 2015 to now
- Sole ProprietorJan 1997 to now
- Fahey FinancialJan 2018 to Oct 2018
- Leigh Baldwin and Co.Jun 2017 to Nov 2024
- American Portfolios Financial Services, Inc.Feb 2010 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
State registrations
Registered as an investment adviser representative in 2 states (NY, TN).
Emergent Wealth Advisors, LLC
$249.1MAssets managed
370Clients
4Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2821400
- Firm CRD
- 174845