Jeffrey Mitchell Shaw
Investment adviser representative at Round Rock Advisors LLC
42 yearsExperience
2 statesRegistered in
$906.7MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
42 years in the industry.
- Round Rock Advisors LLCSep 2023 to now
- Armstrong Shaw Associates Inc.Jun 1984 to now
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 2 states (CT, NY).
Round Rock Advisors LLC
$906.7MAssets managed
647Clients
10Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2818085
- Firm CRD
- 286007