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Kenneth George Roedel

Investment adviser representative at Nuveen Asset Management, LLC
28 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

28 years in the industry.

  1. Nuveen Asset Management, LLCJan 2021 to now
  2. Nuveen Securities, LLCJan 2021 to now
  3. UnemployedJan 2020 to Jan 2021
  4. Nuveen Asset Management, LLCSep 2011 to Jan 2020
  5. Nuveen Securities, LLCOct 1998 to Jan 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law1996
  • Series 65 · Uniform Investment Adviser Law2001

State registrations

Registered as an investment adviser representative in 1 state (IL).

Nuveen Asset Management, LLC

$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2816606
Firm CRD
155584
Advisor's SEC record (opens in a new tab)
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