Michael James Moniz
Investment adviser representative at Empower Advisory Group, LLC
18 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- Empower Advisory Group, LLCMay 2021 to now
- Empower RetirementAug 2020 to now
- Equitable Advisors, LLCOct 2019 to Aug 2020
- AXA Advisors, LLCOct 2019 to Jun 2020
- UnemployedDec 2018 to Oct 2019
- Voya FinancialJul 2008 to Dec 2018
- Voya Financial PartnersJul 2008 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (MA).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2814687
- Firm CRD
- 112058