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Arthur Haag Sherman

Investment adviser representative at Tectonic Capital Advisors, LLC
11 yearsExperience
1 stateRegistered in
$154.4MFirm assets
Under 1 yearFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. Tectonic Capital Advisors, LLCNov 2025 to now
  2. Sanders Morris Harris LLCFeb 2017 to now
  3. Tectonic Financial Inc.Sep 2015 to now
  4. Tectonic Advisors LLCFeb 2015 to now
  5. Privus Financial, LLCApr 2018 to Jan 2019

Exams passed

  • Series 65 · Uniform Investment Adviser Law1997
  • Series 63 · Uniform Securities Agent State Law1997

State registrations

Registered as an investment adviser representative in 1 state (TX).

Tectonic Capital Advisors, LLC

$154.4MAssets managed
3Clients
2Advisers
Under 1 yearIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2813406
Firm CRD
339604
Advisor's SEC record (opens in a new tab)
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