Daniel William Stephens
Investment adviser representative at Janney Montgomery Scott LLC
12 yearsExperience
1 stateRegistered in
$110.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Janney Montgomery Scott LLCOct 2022 to now
- Private Client ServicesJan 2020 to Oct 2022
- Kestra Advisory Services, LLCApr 2016 to Jan 2020
- Kestra Investment Services, LLCOct 2014 to Jan 2020
- Ivc Wealth Advisors LLCAug 2014 to Oct 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (PA).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2808413
- Firm CRD
- 463