Stephen Darryl Carroll
Investment adviser representative at Carroll Investors, Inc.
13 yearsExperience
2 statesRegistered in
$221.4MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Carroll Investors, Inc.Sep 2020 to now
- Raymond James & Associates, Inc.Feb 2013 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 2 states (SC, TX).
Carroll Investors, Inc.
$221.4MAssets managed
88Clients
2Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2804183
- Firm CRD
- 311180