Kimberly Y Roy
Investment adviser representative at Clearbridge Investments, LLC
19 yearsExperience
1 stateRegistered in
$184.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
19 years in the industry.
- Clearbridge Investments, LLCFeb 2006 to now
- Franklin Distributors, LLCDec 2005 to now
- Putnam Retail Management LPJan 2024 to Jul 2024
- Legg Mason & Co LLC.Dec 2005 to Aug 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (CT).
Clearbridge Investments, LLC
$184.8BAssets managed
124,530Clients
41Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2802255
- Firm CRD
- 137028