Robert Craig Obrien
Investment adviser representative at Rockefeller Capital Management
24 yearsExperience
2 statesRegistered in
$36.8BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
24 years in the industry.
- Rockefeller Capital ManagementAug 2024 to now
- Rockefeller & CoDec 2021 to now
- Rockefeller Financial LLCDec 2021 to now
- UBS Financial Services Inc.Jul 2021 to Dec 2021
- UnemployedMar 2021 to Jul 2021
- Goldman Sachs & Co. LLCJan 2021 to Mar 2021
- Mercer Allied Company, L.P., the Ayco Company, L.P.Dec 2002 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Rockefeller Capital Management
Legal name: Rockefeller & Co. LLC
$36.8BAssets managed
6,490Clients
346Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2800694
- Firm CRD
- 294197