Adriana Genoveffa Guez
Investment adviser representative at Charles Schwab & Co., Inc.
1 yearExperience
2 statesRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
1 year in the industry.
- Charles Schwab & Co., Inc.May 2017 to now
- Bbva Securities Inc.Mar 2017 to Apr 2017
- Bbva Wealth Solutions Inc.Mar 2017 to Apr 2017
- Bbva Compass Insurance Agency, Inc.Feb 2017 to Apr 2017
- Compass BankFeb 2017 to Apr 2017
- Great West FinancialApr 2016 to Jan 2017
- Gwfs Equities, Inc.Apr 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2797766
- Firm CRD
- 5393