Kevin Robert Frank
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCMar 2023 to now
- Safe Harbor Distribution LLCSep 2022 to Mar 2023
- Pine Valley Investments LLCMar 2022 to Sep 2022
- Elite Consulting Partners LLCJan 2021 to Mar 2022
- Cetera Adviser Networks LLCSep 2018 to Jan 2021
- Cetera Advisors LLCSep 2018 to Jan 2020
- Allianz Life Finacial Services LLCAug 2016 to Sep 2018
- Allianz Life of North AmericaAug 2016 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2795021
- Firm CRD
- 6413