Thomas Carlos Nieves
Investment adviser representative at Bfc Planning, Inc.
15 yearsExperience
1 stateRegistered in
$3.8BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Bfc Planning, Inc.Nov 2025 to now
- Berthel, Fisher & Company Financial Services, Inc.Nov 2025 to now
- Centaurus Financial Inc.Jan 2020 to Nov 2025
- Cetera Advisor Networks LLCSep 2019 to Jan 2020
- Summit Financial GroupMar 2011 to Jan 2020
- Summit Brokerage ServicesMar 2011 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (FL).
Bfc Planning, Inc.
$3.8BAssets managed
11,448Clients
231Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2794262
- Firm CRD
- 119682