Kimberly Mccauley
Investment adviser representative at Wells Fargo Advisors
21 yearsExperience
1 stateRegistered in
$252.3BFirm assets
26 yearsFirm in business
Are you Kimberly Mccauley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Wells Fargo Advisors Financial Network, LLCMay 2023 to now
- Svb BankJan 2021 to May 2023
- LPL FinancialMar 2018 to Dec 2020
- Early Warning LLCJul 2017 to Mar 2018
- Charles Schwab & Co., Inc.Oct 2005 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Wells Fargo Advisors
Legal name: Wells Fargo Advisors Financial Network, LLC
$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2792606
- Firm CRD
- 11025