Ian Stephens
Investment adviser representative at Commonwealth Financial Network
18 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Commonwealth Financial NetworkJun 2026 to now
- John HancockAug 2022 to May 2026
- John Hancock Investment Management Distributors LLCAug 2022 to May 2026
- Coach360Oct 2021 to Aug 2022
- Edward JonesDec 2019 to Oct 2021
- E*trade Capital Management LLCFeb 2019 to Dec 2019
- E*trade Securities LLCFeb 2019 to Dec 2019
- Edward JonesAug 2017 to Feb 2019
- Natixis Global AssociatesFeb 2011 to Jul 2017
- ImignJan 2008 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (MA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2790543
- Firm CRD
- 8032