Thomas Brian Bennett
Investment adviser representative at Mariner
13 yearsExperience
2 statesRegistered in
$125.4BFirm assets
20 yearsFirm in business
Are you Thomas Brian Bennett? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- MarinerMay 2024 to now
- Mariner Wealth AdvisorsApr 2024 to now
- Msec, LLCApr 2024 to now
- Cetera Investment Advisers LLCJun 2023 to Apr 2024
- Cetera Advisor Networks LLCSep 2019 to Apr 2024
- Summit Financial Group Inc.Apr 2018 to May 2021
- Summit Brokerage Services, Inc.Mar 2017 to Sep 2019
- D.A. Davidson & Co.Jun 2013 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (MI, TN).
Mariner
Legal name: Mariner, LLC
$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2785252
- Firm CRD
- 140195