Mark Frederick Swingle
Investment adviser representative at Merit Financial Advisors
30 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$23.9BFirm assets
Are you Mark Frederick Swingle? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
30 years in the industry.
- Merit Financial AdvisorsJul 2024 to now
- Prospect Capital Services, Inc.Nov 2017 to now
- Kestra Financial Services, IncApr 2016 to Nov 2017
- Massachusetts Mutual Life Insurance CompJul 1996 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Merit Financial Advisors
Legal name: Merit Financial Group, LLC
$23.9BAssets managed
20,711Clients
285Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2785218
- Firm CRD
- 142457