Giorgio Caputo
Investment adviser representative at Tlg Advisors, Inc.
10 yearsExperience
1 stateRegistered in
$2.3BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Tlg Advisors, Inc.Feb 2024 to now
- GideonFeb 2024 to now
- The Leaders Group IncFeb 2024 to now
- UnemployedSep 2022 to Feb 2024
- Johcm Funds Distributors, LLCJul 2021 to Sep 2022
- Foreside Financial Services, LLCAug 2018 to Jul 2021
- Johcm (USA) Inc.Aug 2017 to Sep 2022
- Not Employed Due To Non-competition RestrictionAug 2016 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Tlg Advisors, Inc.
$2.3BAssets managed
5,161Clients
298Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2784767
- Firm CRD
- 111052