George Roger Duff
Investment adviser representative at Grace Capital Management, LLC
19 yearsExperience
1 stateRegistered in
$108.7MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- Concorde Investment ServicesJun 2026 to now
- Grace Capital Management, LLCApr 2009 to now
- Dai Securities, LLCJan 2023 to Jun 2026
- Triad Advisors, Inc.Jun 2007 to Dec 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (TX).
Grace Capital Management, LLC
$108.7MAssets managed
77Clients
1Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2768560
- Firm CRD
- 150054