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Michael James Romano

Investment adviser representative at Thrivent Asset Management, LLC
10 yearsExperience
1 stateRegistered in
$48BFirm assets
20 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. Thrivent Asset Management, LLCJan 2021 to now
  2. Thrivent Distributors, LLCAug 2017 to now
  3. Thrivent FinancialAug 2017 to now
  4. UnemployedAug 2016 to Aug 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2012
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (MN).

Thrivent Asset Management, LLC

$48BAssets managed
31Clients
23Advisers
20 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2766856
Firm CRD
137751
Advisor's SEC record (opens in a new tab)
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