Andrew Jeffrey Southworth
Investment adviser representative at Cetera Investment Advisers LLC
20 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
Are you Andrew Jeffrey Southworth? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Cetera Investment Advisers LLCNov 2025 to now
- Cetera Wealth Services, LLCNov 2025 to now
- Commonwealth Capital Management, LLCOct 2025 to now
- Thurston Springer AdvisorsNov 2020 to Oct 2025
- Thurston Springer FinancialOct 2018 to Oct 2025
- Kpp Advisory Services LLCSep 2017 to Sep 2018
- LPL Financial LLCDec 2006 to Sep 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 2 states (KY, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2764040
- Firm CRD
- 105644