Connie Lea Sherrill
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Connie Lea Sherrill? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCFeb 2024 to now
- Self (license Park)Jun 2023 to Jan 2024
- Self (keller Williams)May 2022 to May 2023
- SelfJun 2020 to Apr 2022
- RBC Wealth Management (through Talent Net)Mar 2019 to May 2020
- SelfSep 2018 to Feb 2019
- RBC Wealth ManagementJun 2016 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2755544
- Firm CRD
- 31194