Richard Dodd Hammond
Investment adviser representative at LPL Financial LLC
27 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Financial LLCMar 2023 to now
- Symonds Wealth ManagementOct 2022 to Feb 2023
- Principal Life Insurance CompanyJul 2022 to Mar 2023
- Principal Securities IncJul 2022 to Mar 2023
- Moloney Securities Co., Inc.Mar 2017 to Jul 2022
- Alexander Capital LPJan 2017 to Mar 2017
- Edi Financial, Inc.Mar 1999 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2753264
- Firm CRD
- 6413