Lisa Marie Paoli
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Km Wealth ManagemenAug 2021 to now
- Cetera Investment Advisers LLCOct 2019 to now
- Cetera Wealth Services, LLCSep 2019 to now
- Paoli Insurance Agency LLCDec 2012 to now
- Summit Financial Group IncAug 2019 to May 2021
- Summit BrokerageSep 2018 to Sep 2019
- Allstate Insurance CoJan 2013 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2751935
- Firm CRD
- 105644