Warner Whitman Wayne
Investment adviser representative at Wealth Effects
21 yearsExperience
1 stateRegistered in
$472MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Wealth Effects, LLCOct 2022 to now
- Ameriprise Financial Services LLCAug 2021 to Oct 2022
- National Asset ManagementMar 2021 to Aug 2021
- National Securities CorportaionMar 2021 to Aug 2021
- Winslow, Evans & Crocker, Inc.Jun 2005 to Mar 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (MA).
Wealth Effects
Legal name: Wealth Effects LLC
$472MAssets managed
602Clients
8Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2751786
- Firm CRD
- 315244